Please familiarise yourself with the following important market standards and disclosure documents.

FMSB Statement of Commitment

The FICC Markets Standards Board (“FMSB”) was established in 2015 as a private sector response to the conduct problems revealed in global wholesale Markets after the global financial crisis. We are a member of FMSB and have signed a Statement of Commitment in relation to Reference Price Transactions.

FMSB Statement of Commitment (PDF, 46 KB)

FX Global Code of Conduct

On 21st December 2017 NAB committed to adopt and comply with the Foreign Exchange Global Code of Conduct when it comes in to effect in May 2018. NAB signed a statement of commitment to the Code which is a set of principles that guides good practice and effective functioning of the wholesale foreign exchange market.

FX Global Code of Conduct (PDF, 251KB)

FX Sales and Trading Practices

This letter outlines how NAB will communicate and transact in relation to the execution of FX transactions, expressions of interest in FX transactions and our management of potential or actual conflicts of interest in our FX-related activities. This letter is for our Wholesale clients only.

FX Sales and Trading Practices (PDF, 93KB)

Have a question?

If you have any questions about our financial markets regulatory disclosures, please email us at Markets.Management.Assurance@nab.com.au

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